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Rob Daniels
CCO
Robert has spent 18 years in banking and compliance. He has held various compliance roles in both small and large institutions, and both U.S. based and international. Robert started his career as a FINRA examiner and is a former U.S Army intelligence Officer. He earned a B.S. from the University of New Hampshire and holds an M.B.A from Hofstra University. Robert previously held FINRA Series 4, 53, and 86 licences, in addition to the Series 7, 24, 63 and 99, which he holds now.